Senior Legal Counsel, AUM Law
Susan Han is a securities lawyer who focusses on regulatory compliance including AML. Susan’s works at AUM Law, who has offices in Toronto and Montreal serving clients in the investment funds, wealth management and retail financial services industries. Susan has served as the Corporate Secretary to a number of public companies and large investment fund complexes and their independent review committees (IRCs). She speaks frequently on directors and officers liability and on corporate, fund and pension governance. Before joining AUM Law, Susan worked at Miller Thomson, Dundee Wealth and Invesco Trimark.
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