Monthly Archives: August 2015

Ontario Securities Commission Staff Notice 91-704

ONTARIO SECURITIES COMMISSION STAFF NOTICE 91-704 COMPLIANCE REVIEW PLAN FOR OSC RULE 91-507 TRADE REPOSITORIES AND DERIVATIVES DATA REPORTING MSBs who trade in derivative instruments, including forward agreements, will want to be aware of the Ontario Securities Commission’s project  to review compliance by derivatives dealers with the new OTC derivatives trade reporting requirements.  Announced in…
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