These amendments set out criteria for identifying individuals with significant control over a corporation. It also sets out a requirement for a corporation that meets...

In a important decision handed down on July 20, 2018, the Quebec Superior Court ordered the Toronto-Dominion Bank (“TD”) to pay To read more here

The proposed amendments have been published to Part I of the Canada Gazette for public consultation. (more…)

On July 7, 2017, the Department of Finance released the attached consultation paper that may have an impact on all entities that are involved in...

The OSC has announced a new national Instrument 93-101 to deal with the Code of Conduct for all businesses offering or advising clients in over-the-counter...

ONTARIO SECURITIES COMMISSION STAFF NOTICE 91-704 COMPLIANCE REVIEW PLAN FOR OSC RULE 91-507 TRADE REPOSITORIES AND DERIVATIVES DATA REPORTING MSBs who trade in derivative instruments,...

"De-Risking" and Its Consequences for Global Commerce and the Financial System On March 4, 2015, the Milken Institute Center for Financial Markets (CFM) hosted a...